Photo ISSA 17 participants

Download of ISSA 17 presentations and reports

Topic Size File

Presentation «Know your Customer – Code of Conduct»
(Case Study Clearstream)
Mark Gem, Chief Compliance Officer, Clearstream

Issue Paper «Transparency in Securities Transaction and Custody Chains»

505 kB

350 kB



Presentation «Know your Customer – Compliance View»
Jens Gebhardt, Financial Crime Compliance, Standard Chartered
364 kB PDF
Presentation «Practical Application of Technology to Solve Regulatory

Kelley Mavros, Booz&Co.
Richard Carl Drisko, Booz&Co.
569 kB PDF
Key-Note address «Today's Regulatory Challenges and Trends»
Mark Branson, Director Swiss Financial Market Supervisory Authority (FINMA)
331 kB PDF
Breakout sessions: (3 topics / 6 groups)
  1. Practical Application of Technology including Centralized
    Client Data Models and other Solution Opportunities
  2. Securities Industry: How to Adapt our Business Model in light of the
    Changing Compliance Environment
  3. Infrastructural Regulatory Challenges
    e.g. CPSS / IOSCO Principles 14 and 19
Breakout sessions: (2 topics / 6 groups)
  1. Out of Network Assets: Deep-dive sessions into the findings listed in ISSA's Report
  2. Collateral Management:Deep-dive sessions into the findings listed in ISSA's Report


704 kB

711 kB




General Assembly    
ISSA 17 Summary Report written by Dominic Hobson
 264 kB


ISSA 17 Recommended next steps