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ISSA WG "Hidden Risks for Custodians, Clearers and (I)CSDs"

 

Working Group Chair:
Edward Neeck (JP Morgan)

Scope
Sampling of less obvious risks that are encountered in post-trade processing and recordkeeping of securities accounts and positions, providing background information and commentary as to how the various servicing entities have created best practices to mitigate or ring-fence these risks.

Final report:
Hidden Risks in the Securities Services Industry - A Sampling of Consequences to Custodians, Clearers and (I)CSDs" (06/2012)
PDF 577 kB

 


(C) International Securities Services Association / ISSA