ISSA Symposium – 2014

Historical Events, ISSA Symposia

Topic	Size	File
Presentation «Know your Customer – Code of Conduct» (Case Study Clearstream) Mark Gem, Chief Compliance Officer, Clearstream Issue Paper «Transparency in Securities Transaction and Custody Chains»	505 kB 350 kB	PDF PDF
Presentation «Know your Customer – Compliance View» Jens Gebhardt, Financial Crime Compliance, Standard Chartered	364 kB	PDF
Presentation «Practical Application of Technology to Solve Regulatory Challenges» Kelley Mavros, Booz&Co. Richard Carl Drisko, Booz&Co.	569 kB	PDF
Key-Note address «Today’s Regulatory Challenges and Trends» Mark Branson, Director Swiss Financial Market Supervisory Authority (FINMA)	331 kB	PDF
Breakout sessions: (3 topics / 6 groups) Practical Application of Technology including Centralized Client Data Models and other Solution Opportunities Securities Industry: How to Adapt our Business Model in light of the Changing Compliance Environment Infrastructural Regulatory Challenges e.g. CPSS / IOSCO Principles 14 and 19
Breakout sessions: (2 topics / 6 groups) Out of Network Assets: Deep-dive sessions into the findings listed in ISSA’s Report Collateral Management:Deep-dive sessions into the findings listed in ISSA’s Report	704 kB 711 kB	PDF PDF
General Assembly
ISSA 17 Summary Report written by Dominic Hobson	264 kB	PDF
ISSA 17 Recommended next steps