Hidden Risks for Custodians, Clearers and (I)CSDs
- Working Group Chair:
- Edward Neeck (JP Morgan)
- Sampling of less obvious risks that are encountered in post-trade processing and recordkeeping of securities accounts and positions, providing background information and commentary as to how the various servicing entities have created best practices to mitigate or ring-fence these risks.
- Final report:
- Hidden Risks in the Securities Services Industry - A Sampling of Consequences to Custodians, Clearers and (I)CSDs" (06/2012)
PDF 577 kB