Sampling of less obvious risks that are encountered in post-trade processing and recordkeeping of securities accounts and positions, providing background information and commentary as to how the various servicing entities have created best practices to mitigate or ring-fence these risks.
Working Group Co-Chairs
Edward Neeck (JP Morgan)
Hidden Risks in the Securities Services Industry – A Sampling of Consequences to Custodians, Clearers and (I)CSDs” (06/2012)
PDF 577 kB