Regulatory Impact on the Securities Services Chain
Scope
Following the reports mentioned below on regulatory changes and their impact on stakeholders in the securities services industry, ISSA decided to carry out a limited update of the August 2018 report in view of the regulatory developments having taken place since.
Working Group Co-Chairs
Haroun Boucheta, BNP Paribas Securities Services
Henry Raschen, HSBC Securities Services
Milestones
4th quarter 2020: Publish the revised report.
Reports
- Report on Regulatory Developments in Securities Services – 2020 (12/2020) > PDF 583 kB
- Report on Regulatory Developments in the Securities Services Chain (08/2018) > PDF 593 kB
- Regulatory Developments in the Securities Services Chain (11/2017) > PDF 2.3 MB
- Regulatory Trends and Initiatives Affecting Custodians, Clearers and (I)CSDs; Impacts and Implications (06/2012) > PDF 799 kB
- Shadow Banking – Developments of Regulatory Changes and their Impact on ISSA Members (02/2014) > PDF 624 kB
Institutions Represented by Experts in the Working Group
- NP Paribas Securities Servies
- HSBC Securities Services
- ISSA
- Standard Chartered Bank