Breakout Groups Theme 3

Questions to be discussed

The Securities Landscape Focusing on Retail Investor Behaviour

Pre-reading

ISSA & Oliver Wyman: Future of Securities Services

Deloitte: The rise of newly empowered retail investors

IOSCO: Initial Findings ans Observations About the Impact of COVID-19 on Retail Market Conduct

GlobeScan: Retail Investors’ View of ESG

An optional reading, which is not required but helps with the understanding of the whole Symposium, is BIS Fintech and the digital transformation of financial services: Implications for market structure and public policy